Compliance Consulting

Peachtree Capital offers Compliance Consulting services for emerging and existing Fund Managers. Our expertise includes:

  • SEC Compliance Consulting
  • State “Blue-Sky” Compliance Consulting
  • State & Federal Compliance Due Diligence
  • Aggressive-Risk Compliance Matters Consulting
  • Investment Advisors Act Compliance Consulting
  • Investment Company Act Compliance Consulting
  • Form D Revisions
  • State “Blue-Sky” Notice Filing Revisions
  • Offering Document Review & Amendment Services
  • Operating Agreement Review & Amendment Services
  • Third Party Due Diligence
  • Incubator Fund Tax Matters Consulting

Our Compliance Consulting services are offered at a competitive rate of $175.00/hr. Our objective is to provide peace of mind to emerging and existing managers and allow you to improve or maintain federal and state compliance in alignment with your risk tolerance and business objectives.